Loading Events

« All Events

An introduction to the role and responsibilities of the MLRO

May 15 @ 13:00 14:00

This one-hour interactive session on the role and responsibilities of the MLRO will look at the legislative obligations and responsibilities under POCA, ATCA and the AML/CFT Code. Rowany’s philosophy is to bring compliance to life and so in this session we will look at real life case studies. To maximise the learning experience and potential for interactive participation and debate, the session is limited to seven attendees.

What are the benefits of attending?

At the end of the session delegates will know and understand:

  • the nature of the MLRO and DMLRO roles and responsibilities;
  • the roles and responsibilities of the board and/or senior management under AML/CFT legislation;
  • the difference between suspicious and unusual activity and how to comply with regulation obligations in respect of suspicious activity reports and consent requests
  • the importance of effective AML/CFT training for all staff

Our trainer

Deborah Haddock is a Fellow of both the Chartered Governance Institute (formerly ICSA) and the International Compliance Association and has over 30 years’ experience of working in the IOM fiduciary sector where she has held a variety of administrative and management roles, including being the MLRO, Head of Compliance and a director of several local TCSPs

Who will benefit from attending this seminar?

MLROs and DMLROs, Head of Compliance, Directors and Principals of regulated businesses and DNFBPs. 

Reserve your place

If you have 6 or more delegates contact us to arrange a private seminar.

An introduction to the role and responsibilities of the MLRO (1)

"*" indicates required fields

Name
Cost is £55 per delegate. Invoices will be issued to the email address noted above. Full payment is required to secure your booking.
Please enter a number from 1 to 7.
Please tell me about further courses and seminars that may interest me
Go to Top