Loading Events

« All Events

Customer Risk Assessments in the real world

May 1 @ 12:30 13:30

Our interactive one-hour seminar are aimed at helping MLROs, DMLROs, Heads of Compliance, Directors and Principals of regulated businesses and DNFBPs critically evaluate and improve their existing customer risk assessments. 

Each seminar is limited to seven attendees and will focus on the how the Business and Customer risk assessments inter-relate and how, if done properly, they can add value to your business.

What can you expect?

The recent financial penalties issued by the FSA have signalled their continued focus and attention on risk assessments as an essential component of the compliance process. We will focus on the FSA’s expectations of the form and content of the customer risk assessment, consider the metrics which should be taken into account in assessing risk and debate the various ways at arriving at a risk conclusion.  Consideration will also be given to mitigation strategies given the outcome of the risk assessment.

Our trainer

Francesca Signorio has 11 years’ experience with the Island’s regulator at executive management level.  She is a trained MoneyVal / FATF assessor and chaired the Insurance and Pensions sector NRA working group.  She is a former TCSP director and Assistant General Manager of a life assurance company with over £1bn of assets under management.

Who will benefit from attending this seminar?

MLROs and DMLROs, Head of Compliance, Directors and Principals of regulated businesses and DNFBPs. 

Reserve your place

If you have 6 or more delegates contact us to arrange a private seminar.

Customer Risk Assessments in the real world

"*" indicates required fields

Name
Cost is £125 per delegate. Invoices will be issued to the email address noted above. Full payment is required to secure your booking.
Please enter a number from 1 to 7.
Please tell me about further courses and seminars that may interest me
Go to Top